Communication - Electronic Delivery - Client Authorization
This sample form is an example of a client authorization in order for an investment adviser to deliver (via email) certain investment advisory documents. Included with Value, Bronze, Silver, Gold and Platinum Packages.
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Product Description
This sample form is an example of a client authorization in order for an investment adviser to deliver (via email) certain investment advisory documents.
This sample form should be considered as a starting point; the investment adviser firm will need to customize this sample form to its business model and policies and procedures.
This sample document is delivered via the purchaser’s online subscription account with RIA Compliance Consultants. If the purchaser does not have an online subscription account, after the purchase, the purchaser will receive a follow-up email directing the purchaser to establish online subscription account. This step will need to be completed before our systems can deliver the sample document.
Included with Value, Bronze, Silver, Gold and Platinum Packages.