Senior/Vulnerable Clients– Client Authorization to Communicate with Trusted Emergency Contact
This Sample Form helps investment advisers document a client's authorization for the investment adviser to communicate with the client's trusted emergency contact. It has been updated to conform with Senior Safe Act. Last updated June 2021.
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Product Description
This sample form helps investment advisers document a client's authorization for the investment adviser to communicate with the client's trusted emergency contact. This sample form has been amended to reflect updates in federal law under the Senior Safe Act. It specifically lists senior financial exploitation as a cause for contacting a client's trusted emergency contact.
This sample form should be considered as a starting point; the investment adviser firm will need to customize this sample form to its business model and policies and procedures.
This sample document is delivered via the purchaser’s online subscription account with RIA Compliance Consultants. If the purchaser does not have an online subscription account, after the purchase, the purchaser will receive a follow-up email directing the purchaser to establish online subscription account. This step will need to be completed before our systems can deliver the sample document.
Included with Bronze, Silver, Gold and Platinum Packages. Last updated June 2021.